SEC Form 4 · accession 0001209191-18-036135
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Moore
Officer — SVP Reg. & Quality
Period of report
Jun 4, 2018
Accepted (ET)
Jun 6, 2018 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 4, 2018 | M | 5,522 | $0.79 | A | 46,363 | D | |
| Common Stock | Jun 4, 2018 | S | 5,522 | $6.70 | D | 40,841 | D | |
| Common Stock | Jun 5, 2018 | M | 69,478 | $0.79 | A | 110,319 | D | |
| Common StockF1 | Jun 5, 2018 | S | 69,478 | $6.7227 | D | 40,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F2 | $0.79 | Jun 4, 2018 | M | 5,522 | D | — | Jan 11, 2019 | Common Stock | 5,522 | 69,478 | D |
| Option (Right to Buy)F3,F2 | $0.79 | Jun 5, 2018 | M | 69,478 | D | — | Jan 11, 2019 | Common Stock | 69,478 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $6.70 to $6.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.
- F3Not applicable.