SEC Form 4 · accession 0001209191-18-030055
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Moore
Officer — SVP Reg. & Quality
Period of report
May 11, 2018
Accepted (ET)
May 14, 2018 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2018 | M | 20,000 | $4.19 | A | 60,841 | D | |
| Common Stock | May 11, 2018 | S | 60,841 | $6.26 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F1 | $4.19 | May 11, 2018 | M | 20,000 | D | — | Sep 30, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.
- F2Not applicable.