SEC Form 4 · accession 0001209191-18-019470
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek K Jayaraman
Officer — Chief Commercial Officer
Period of report
Mar 12, 2018
Accepted (ET)
Mar 13, 2018 · 9:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 12, 2018 | M | 3,750 | — | A | 36,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F1,F3 | — | Mar 12, 2018 | M | 3,750 | D | — | — | Common Stock | 3,750 | 7,500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
- F2Includes 2,779 shares, 5,773 shares and 4,982 shares purchased under Issuer's Employee Stock Purchase Plan on 2/28/17, 8/31/17 and 2/28/18, respectively.
- F3The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.
- F4Not applicable.