SEC Form 4 · accession 0001209191-17-050935
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek K Jayaraman
Officer — Chief Commercial Officer
Period of report
Aug 29, 2017
Accepted (ET)
Aug 31, 2017 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 29, 2017 | M | 18,750 | — | A | 18,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1,F2 | — | Aug 29, 2017 | M | 18,750 | D | — | — | Common Stock | 18,750 | 56,250 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
- F2The restricted stock unit vests in four equal annual installments, with the first installment vesting on August 29, 2017
- F3Not applicable.