SEC Form 4 · accession 0001209191-15-085451
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caspar Jan Hogeboom
Officer — President, Cerus Europe
Period of report
Dec 10, 2015
Accepted (ET)
Dec 15, 2015 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | M | 25,000 | $1.01 | A | 25,000 | D | |
| Common Stock | Dec 10, 2015 | M | 15,000 | $6.01 | D | 10,000 | D | |
| Common Stock | Dec 10, 2015 | M | 10,000 | $6.25 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F1 | $1.01 | Dec 10, 2015 | M | 25,000 | D | — | Nov 30, 2018 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1One-fourth (1/4th) of the shares subject to the Option vested on December 1, 2009 and each anniversary thereafter.
- F2Not applicable.