SEC Form 4 · accession 0001209191-15-023457
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurence M Corash
Officer — Chief Med & Scientific Officer · Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 6, 2015 · 3:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | M | 2,709 | $2.08 | A | 1,009,756 | D | |
| Common Stock | Mar 5, 2015 | M | 75,000 | $3.00 | A | 1,084,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F1 | $2.08 | Mar 5, 2015 | M | 2,709 | A | — | Aug 31, 2021 | Common Stock | 2,709 | 16,250 | D |
| Option (Right to Buy)F2,F3 | $3.00 | Mar 5, 2015 | M | 75,000 | A | — | Aug 31, 2020 | Common Stock | 75,000 | 0 | D |
Explanation of responses
- F1One eighth (1/8th) of the shares subject to the Option vested six (6) months after September 1, 2011 and one forty-eighth (1/48th) of the shares subject to the Option vested on each monthly anniversary of the transaction date thereafter.
- F2Not applicable.
- F3One eighth (1/8th) of the shares subject to the Option vested six (6) months after September 1, 2010 and one forty-eighth (1/48th) of the shares subject to the Option vested on each monthly anniversary of the transaction date thereafter.