SEC Form 4 · accession 0001209191-15-010941
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurence M Corash
Officer — Chief Med & Scientific Officer · Director
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2015 | M | 13,541 | $2.08 | A | 957,047 | D | |
| Common Stock | Feb 5, 2015 | M | 50,000 | $3.66 | A | 1,007,047 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F1 | $2.08 | Feb 5, 2015 | M | 13,541 | D | — | Aug 31, 2021 | Common Stock | 13,541 | 18,959 | D |
| Option (Right to Buy)F2,F3 | $3.66 | Feb 5, 2015 | M | 50,000 | D | — | Feb 28, 2023 | Common Stock | 50,000 | 120,000 | D |
Explanation of responses
- F1One eighth (1/8th) of the shares subject to the Option vested six (6) months after September 1, 2011 and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.
- F2Not applicable.
- F3One eighth (1/8th) of the shares subject to the Option shall vest six (6) months after March 1, 2013 and one forty-eighth (1/48th) of the share subject to the Option shall vest thereafter on the monthly anniversary of the transaction date.