SEC Form 4 · accession 0001209191-18-035077
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly J McWaters
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 4, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | S | 5,000 | $48.5771 | D | 13,924 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock Units (Phantom Stock)F4,F1,F2,F3 | — | Jun 1, 2018 | A | 219 | A | — | — | Common Stock | 219 | 30,603 | D |
Explanation of responses
- F1One for one.
- F2These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.
- F3Not Applicable.
- F4Price is not relevant to this transaction.