SEC Form 5 · accession 0001209191-18-009983
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra E. Pierce
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 3, 2016 | G | 400 | — | D | 0 | D | |
| Common StockF4,F3 | Jan 25, 2017 | S | 300 | $54.8266 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares owned jointly by Ms. Pierce and her adult daughter. These shares were transferred solely to her adult daughter on August 3, 2016.
- F2Price is not relevant to this transaction.
- F3The Reporting Person reports indirect ownership of an additional 19,150 shares held as follows (i) 13,750 by Trust, (ii) 5,000 in defined benefit plan and (iii) 400 shares by son. The Reporting Person disclaims beneficial ownership of these shares for purposes of Section 16 or any other purpose.
- F4This transaction was executed in multiple trades at prices ranging from $54.82 to $54.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request from to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.