SEC Form 4 · accession 0001209191-17-065675
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra E. Pierce
Director
Period of report
Dec 13, 2017
Accepted (ET)
Dec 14, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 13, 2017 | A | 4,000 | — | A | 16,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock Units (Phantom Stock)F1,F3,F4,F5 | — | Dec 13, 2017 | A | 831 | A | — | — | Common Stock | 831 | 5,907 | D |
Explanation of responses
- F1Price is not relevant to this transaction.
- F2The Reporting Person reports indirect ownership of an additional 3,150 shares. The Reporting Person disclaims beneficial ownership of these shares and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.
- F3One for one.
- F4These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.
- F5Not Applicable.