SEC Form 4 · accession 0001209191-17-059606
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane M. Spradlin
Officer — EVP, Gen. Counsel & Sec.
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 27, 2017 | G | 200 | — | D | 40,944 | D | |
| Common StockF3,F2 | Nov 6, 2017 | S | 3,188 | $47.4149 | D | 37,756 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price is not relevant to this transaction.
- F2The Reporting Person also indirectly owns 3220 shares in the Company's 401(k) plan.
- F3This transaction was executed in multiple trades at prices ranging from $47.20 to $47.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.