SEC Form 4 · accession 0001209191-17-057755
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger S Penske
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Oct 20, 2017
Accepted (ET)
Oct 23, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2017 | P | 1,103,996 | $45.29 | A | 33,688,936 | I | By Penske Automotive Holdings Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In addition to the 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation), Mr. Penske reports indirect benefical ownership of 492,185 shares held by Penske Corporation, indirect ownership of 454,361 shares held in a trust (which were previously held directly) and direct ownership of 583,338 shares. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.