SEC Form 4 · accession 0001209191-17-037177
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane M. Spradlin
Officer — EVP, Gen. Counsel & Sec.
Period of report
Jun 1, 2017
Accepted (ET)
Jun 2, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2017 | F | 3,626 | $43.28 | D | 43,044 | D | |
| Common StockF3,F2 | Jun 1, 2017 | S | 1,900 | $43.64 | D | 41,144 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2017.
- F2The Reporting Person also indirectly owns 3,174 shares in the Company's 401(k) plan.
- F3This transaction was executed in multiple trades at prices ranging from $43.6216 to $43.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.