SEC Form 4 · accession 0001209191-17-009580
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane M. Spradlin
Officer — EVP, Gen. Counsel & Sec.
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2016 | G | 35 | $0.00 | D | 41,155 | D | |
| Common StockF1 | Dec 9, 2016 | G | 180 | $0.00 | D | 40,975 | D | |
| Common Stock (Restricted Shares)F2,F3,F1 | Feb 8, 2017 | A | 5,695 | — | A | 46,670 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person also indirectly owns 3,156 shares in the Company's 401(k) Plan.
- F215% of the shares vest on June 1, 2018, 15% of the shares vest on June 1, 2019, 20% of the shares vest on June 1, 2020 and 50% of the shares vest on June 1, 2021.
- F3Price is not relevant to this transaction.