SEC Form 4 · accession 0001209191-16-141435
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane M. Spradlin
Officer — EVP, Gen. Counsel & Sec.
Period of report
Sep 12, 2016
Accepted (ET)
Sep 14, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 16, 2016 | G | 235 | — | D | 46,090 | D | |
| Common StockF3,F2 | Sep 12, 2016 | S | 4,900 | $48.31 | D | 41,190 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price is not relevant to this transaction.
- F2The Reporting Person also indirectly owns 3,138 shares in the Company's 401(k) plan.
- F3This transaction was executed in multiple trades at prices ranging from $48.19 to $48.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.