SEC Form 4 · accession 0001209191-16-140424
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PENSKE CORP
10% Owner
Period of report
Sep 2, 2016
Accepted (ET)
Sep 7, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 2, 2016 | P | 50,000 | $46.2984 | A | 32,082,338 | I | By Subsidiary |
| Common StockF2 | Sep 6, 2016 | P | 75,000 | $46.6364 | A | 32,157,338 | I | By Subsidiary |
| Common StockF3,F4 | Sep 7, 2016 | P | 100,000 | $47.5212 | A | 32,257,338 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trade prices ranging from $45.91 to $46.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trade prices ranging from $46.12 to $47.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trade prices ranging from $47.01 to $47.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F4Penske Corporation also reports direct beneficial ownership of 492,185 shares.