SEC Form 4 · accession 0001209191-16-139593
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly J McWaters
Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 2, 2016 · 9:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock Units (Phantom Stock)F4,F1,F2,F3 | — | Sep 1, 2016 | A | 131 | A | — | — | Common Stock | 131 | 21,335 | D |
Explanation of responses
- F1One for one.
- F2These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.
- F3Not Applicable.
- F4Price is not relevant to this transaction.