SEC Form 4 · accession 0001209191-16-139468
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PENSKE CORP
10% Owner
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 30, 2016 | P | 50,000 | $45.3812 | A | 31,894,574 | I | By Subsidiary |
| Common StockF2 | Aug 31, 2016 | P | 72,872 | $45.2046 | A | 31,967,446 | I | By Subsidiary |
| Common StockF3,F4 | Sep 1, 2016 | P | 64,892 | $45.1773 | A | 32,032,338 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trade prices ranging from $44.85 to $45.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trade prices ranging from $44.80 to $45.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trade prices ranging from $44.80 to $45.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F4Penske Corporation also reports direct beneficial ownership of 492,185 shares.