SEC Form 4 · accession 0001209191-16-138133
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PENSKE CORP
10% Owner
Period of report
Aug 18, 2016
Accepted (ET)
Aug 22, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2016 | P | 100,000 | $42.8503 | A | 31,166,574 | I | By Subsidiary |
| Common StockF2 | Aug 19, 2016 | P | 100,000 | $42.5276 | A | 31,266,574 | I | By Subsidiary |
| Common StockF3,F4 | Aug 22, 2016 | P | 100,000 | $42.2806 | A | 31,366,574 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trade prices ranging from $42.60 to $42.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trade prices ranging from $42.01 to $42.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trade prices ranging from $42.10 to $42.63. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F4Penske Corporation also reports direct beneficial ownership of 492,185 shares.