SEC Form 4 · accession 0001209191-16-134984
PENSKE AUTOMOTIVE GROUP, INC. · PAG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PENSKE CORP
10% Owner
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 29, 2016 | P | 231,111 | $39.113 | A | 30,165,520 | I | By Subsidiary |
| Common StockF2 | Aug 1, 2016 | P | 239,505 | $39.9467 | A | 30,405,025 | I | By Subsidiary |
| Common StockF3,F4 | Aug 2, 2016 | P | 239,505 | $38.2301 | A | 30,644,530 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trade prices ranging from $37.67 to $39.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trade prices ranging from $39.39 to $40.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trade prices ranging from $37.61 to $39.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected.
- F4Penske Corporation also reports direct beneficial ownership of 492,185 shares.