SEC Form 4 · accession 0001209191-19-010933
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Firehammer Jr.
Officer — Senior Vice President
Period of report
Feb 16, 2019
Accepted (ET)
Feb 19, 2019 · 12:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2019 | M | 860 | $0.00 | A | 1,441 | D | |
| Common StockF2,F3 | Feb 16, 2019 | F | 430 | $28.805 | D | 1,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Feb 16, 2019 | M | 860 | A | — | — | Common Stock | 860 | 860 | D |
Explanation of responses
- F1Stock issued pursuant to a Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017, and ratified by the Board of Directors on February 16, 2017
- F2This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
- F3Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F4Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- F5The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.