SEC Form 4 · accession 0001209191-18-052249
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Firehammer Jr.
Officer — Senior Vice President
Period of report
Sep 25, 2018
Accepted (ET)
Sep 26, 2018 · 12:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 25, 2018 | M | 4,032 | $35.275 | A | 4,032 | D | |
| Common StockF2 | Sep 25, 2018 | S | 4,032 | $40.0718 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy)F1 | $35.275 | Sep 25, 2018 | M | 4,032 | D | May 12, 2016 | Feb 12, 2021 | Common Stock | 4,032 | 0 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F2This is a weighted average of the price traded.