SEC Form 4 · accession 0001209191-18-023248
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Stapleton
Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 3, 2018 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 2, 2018 | M | 10,000 | $26.475 | A | 37,601 | D | |
| Common StockF2 | Apr 2, 2018 | S | 10,000 | $50.0442 | D | 27,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy) | $26.475 | Apr 2, 2018 | M | 10,000 | D | Apr 24, 2009 | Apr 24, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F2This is a weighted average of the price traded. The high was $51.90 and the low was $49.60.