SEC Form 4 · accession 0001209191-17-067340

UNIVERSAL ELECTRONICS INC · UEIC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Vice President

Period of report

Dec 19, 2017

Accepted (ET)

Dec 27, 2017 · 12:54 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000101984

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Dec 19, 2017	M	840	$0.00	A	2,057	D
Common Stock^F2	Dec 19, 2017	F	467	$47.90	D	1,590	D
Common Stock^F3	Dec 22, 2017	M	840	$0.00	A	2,430	D
Common Stock^F2	Dec 22, 2017	F	436	$47.815	D	1,994	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F5	—	Dec 19, 2017	M	840	D	—	—	Common Stock	840	4,870	D
Restricted Stock Units^F4,F6	—	Dec 22, 2017	M	840	D	—	—	Common Stock	840	4,030	D

F1Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 5, 2014 and ratified by the Board of Directors on December 10, 2014.
F2This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified by the Board of Directors on December 9, 2015.
F4Each restricted stock unit represents a contingent right to receive one share of UEI common stock
F5These restricted stock units granted on December 19, 2014 vest over a 3 year ratable annual vesting period which began on December 19, 2015.
F6These restricted stock units granted on December 22, 2015 vest over a 3 year ratable annual vesting period which began on December 22, 2016.