SEC Form 4 · accession 0001209191-17-064276
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Cheung Hyen Chong
Officer — Executive Vice President -Asia
Period of report
Dec 6, 2017
Accepted (ET)
Dec 6, 2017 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2017 | M | 4,550 | $19.245 | A | 31,657 | D | |
| Common StockF2 | Dec 6, 2017 | S | 4,550 | $50.3099 | D | 27,107 | D | |
| Common StockF1 | Dec 6, 2017 | M | 7,000 | $35.275 | A | 34,107 | D | |
| Common StockF2 | Dec 6, 2017 | S | 7,000 | $50.3099 | D | 27,107 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy)F1 | $19.245 | Dec 6, 2017 | M | 4,550 | D | Aug 13, 2015 | Feb 13, 2023 | Common Stock | 4,550 | 54,885 | D |
| Employee Stock Option (Rt to Buy)F1 | $35.275 | Dec 6, 2017 | M | 7,000 | D | Feb 12, 2015 | Feb 12, 2021 | Common Stock | 7,000 | 47,885 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F2This is a weighted average of the price traded.