SEC Form 4 · accession 0001209191-17-048810
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Cheung Hyen Chong
Officer — Executive Vice President -Asia
Period of report
Aug 12, 2017
Accepted (ET)
Aug 14, 2017 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 12, 2017 | M | 349 | $0.00 | A | 26,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Aug 12, 2017 | M | 349 | D | — | — | Common Stock | 349 | 6,873 | D |
Explanation of responses
- F1Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015.
- F2Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- F3The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.