SEC Form 4 · accession 0001209191-17-027857
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward K Zinser
Director
Period of report
Apr 20, 2017
Accepted (ET)
Apr 21, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2017 | M | 10,000 | $21.945 | A | 20,000 | D | |
| Common Stock | Apr 20, 2017 | S | 10,000 | $70.00 | D | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt. to Buy)F1 | $21.945 | Apr 20, 2017 | M | 10,000 | D | Feb 11, 2009 | Feb 11, 2018 | Common Stock | 10,000 | 1,250 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.