SEC Form 4 · accession 0001209191-17-000455
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Cheung Hyen Chong
Officer — Executive Vice President -Asia
Period of report
Jan 1, 2017
Accepted (ET)
Jan 3, 2017 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2017 | M | 1,460 | $0.00 | A | 24,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jan 1, 2017 | M | 1,460 | D | — | — | Common Stock | 1,460 | 5,281 | D |
Explanation of responses
- F1Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 7, 2015 and ratified and approved by the Board of Directors on December 9, 2015 and granted on January 1, 2016.
- F2Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- F3The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.