SEC Form 4 · accession 0001209191-16-154061

UNIVERSAL ELECTRONICS INC · UEIC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP

Period of report

Dec 7, 2016

Accepted (ET)

Dec 8, 2016 · 11:41 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000101984

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Dec 7, 2016	M	16,700	$24.91	A	46,283	D
Common Stock^F2	Dec 7, 2016	S	16,700	$65.1858	D	29,583	D
Common Stock^F1	Dec 7, 2016	M	13,700	$29.25	A	43,283	D
Common Stock^F2	Dec 7, 2016	S	13,700	$65.1858	D	29,583	D
Common Stock^F1	Dec 7, 2016	M	14,112	$35.275	A	43,695	D
Common Stock^F2	Dec 7, 2016	S	14,112	$65.1858	D	29,583	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Rt to Buy)^F1	$24.91	Dec 7, 2016	M	16,700	D	Apr 25, 2011	Jan 25, 2020	Common Stock	16,700	51,167	D
Employee Stock Option (Rt to Buy)^F1	$29.25	Dec 7, 2016	M	13,700	D	Jul 6, 2011	Apr 6, 2021	Common Stock	13,700	37,467	D
Employee Stock Option (Rt to Buy)^F1	$35.275	Dec 7, 2016	M	14,112	D	Feb 12, 2015	Feb 12, 2021	Common Stock	14,112	23,355	D

F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F2This is the weighted average of the price traded. The high was $65.65 and the low was $65.00. The reporting person undertakes to provide UEI, any security holder of UEI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.