SEC Form 4 · accession 0001209191-16-140405
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J C Sparkman
Director
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2016 | M | 5,447 | $21.945 | A | 45,018 | D | |
| Common Stock | Sep 6, 2016 | S | 5,447 | $76.5412 | D | 39,571 | D | |
| Common Stock | Sep 6, 2016 | S | 3,350 | $76.5691 | D | 36,221 | D | |
| Common StockF1 | Sep 7, 2016 | M | 53 | $21.945 | A | 36,274 | D | |
| Common Stock | Sep 7, 2016 | S | 53 | $76.513 | D | 36,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Rt to Buy)F1 | $21.945 | Sep 6, 2016 | M | 5,447 | D | Feb 11, 2011 | Feb 11, 2018 | Common Stock | 5,447 | 25,053 | D |
| Stock Option (Rt. to Buy)F1 | $21.945 | Sep 7, 2016 | M | 53 | D | Feb 11, 2011 | Feb 11, 2018 | Common Stock | 53 | 25,000 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.