SEC Form 4 · accession 0001209191-16-139073
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J C Sparkman
Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 30, 2016 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 29, 2016 | M | 4,500 | $21.945 | A | 44,471 | D | |
| Common StockF2 | Aug 29, 2016 | S | 4,500 | $76.5991 | D | 39,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Rt to Buy)F1 | $21.945 | Aug 29, 2016 | M | 4,500 | D | Feb 11, 2010 | Feb 11, 2018 | Common Stock | 4,500 | 30,500 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F2This is the weighted average of the price traded. The high was $76.78 and the low was $76.50.