SEC Form 4 · accession 0001209191-16-138386
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Arling
Officer — CEO · Director
Period of report
Aug 23, 2016
Accepted (ET)
Aug 23, 2016 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2016 | M | 20,835 | $29.25 | A | 188,210 | D | |
| Common StockF2 | Aug 23, 2016 | S | 20,835 | $77.3076 | D | 167,375 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy)F1 | $29.25 | Aug 23, 2016 | M | 20,835 | D | Oct 6, 2011 | Apr 6, 2021 | Common | 20,835 | 225,856 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F2This is the weighted average of the price for the stock sold. The high was $77.735 and the low was $77.00.