SEC Form 4 · accession 0001209191-16-137853
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan M Hackworth
Officer — SVP and CFO
Period of report
Aug 18, 2016
Accepted (ET)
Aug 18, 2016 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2016 | M | 8,700 | $29.25 | A | 41,314 | D | |
| Common StockF2 | Aug 18, 2016 | S | 8,700 | $78.4164 | D | 32,614 | D | |
| Common StockF1 | Aug 18, 2016 | M | 14,300 | $20.085 | A | 46,914 | D | |
| Common StockF2 | Aug 18, 2016 | S | 14,300 | $78.4164 | D | 32,614 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy)F1 | $29.25 | Aug 18, 2016 | M | 8,700 | D | Jul 6, 2012 | Apr 6, 2021 | Common | 8,700 | 75,830 | D |
| Employee Stock Option (Rt to Buy)F1 | $20.085 | Aug 18, 2016 | M | 14,300 | D | May 8, 2013 | Feb 8, 2022 | Common | 14,300 | 61,530 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F2This is the weighted average of the price traded. The high was $78.99 and the low was $78.00.