SEC Form 4 · accession 0001209191-16-130444
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J C Sparkman
Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 1, 2016 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2016 | M | 1,250 | $0.00 | A | 39,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jun 30, 2016 | M | 1,250 | D | — | — | Common Stock | 1,250 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Jul 1, 2016 | A | 5,000 | A | — | — | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
- F2Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- F3These restricted stock units granted on July 1, 2015 and vested 25% each quarter, commencing on September 30, 2015.
- F4Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2016 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2016.