SEC Form 4 · accession 0001209191-16-124130
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Cheung Hyen Chong
Officer — Executive Vice President -Asia
Period of report
May 27, 2016
Accepted (ET)
May 27, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2016 | M | 3,500 | $19.245 | A | 24,112 | D | |
| Common Stock | May 27, 2016 | S | 3,500 | $64.75 | D | 20,612 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy) | $19.245 | May 27, 2016 | M | 3,500 | D | Nov 13, 2014 | Feb 13, 2023 | Common Stock | 3,500 | 50,185 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.