SEC Form 4 · accession 0001209191-16-108677
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Mulligan
Director
Period of report
Mar 15, 2016
Accepted (ET)
Mar 15, 2016 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2016 | M | 20,000 | $21.945 | A | 32,209 | D | |
| Common StockF2 | Mar 15, 2016 | S | 20,000 | $62.0073 | D | 12,209 | D | |
| Common StockF3 | Mar 15, 2016 | S | 3,745 | $62.516 | D | 8,464 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy) | $21.945 | Mar 15, 2016 | M | 20,000 | D | Feb 11, 2009 | Feb 11, 2018 | Common Stock | 20,000 | 25,000 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F2This is a weighted average of the price traded. The high was $62.25 and the low was $62.00.
- F3This is a weighted average of the price traded. The high was $63.04 and the low was $62.06.