SEC Form 4 · accession 0001209191-16-101803
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Firehammer Jr.
Officer — Senior Vice President
Period of report
Feb 23, 2016
Accepted (ET)
Feb 24, 2016 · 2:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2016 | M | 2,850 | $20.085 | A | 6,947 | D | |
| Common StockF2 | Feb 23, 2016 | S | 2,850 | $53.1225 | D | 4,097 | D | |
| Common StockF1 | Feb 23, 2016 | M | 9,100 | $19.245 | A | 13,197 | D | |
| Common StockF2 | Feb 23, 2016 | S | 9,100 | $53.1225 | D | 4,097 | D | |
| Common StockF1 | Feb 23, 2016 | M | 8,063 | $35.275 | A | 12,160 | D | |
| Common StockF2 | Feb 23, 2016 | S | 8,063 | $53.1225 | D | 4,097 | D | |
| Common StockF2 | Feb 23, 2016 | S | 1,400 | $53.1225 | D | 2,697 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy)F1 | $20.085 | Feb 23, 2016 | M | 2,850 | D | May 8, 2012 | Feb 8, 2022 | Common Stock | 2,850 | 21,195 | D |
| Employee Stock Option (Rt to Buy)F1 | $19.245 | Feb 23, 2016 | M | 9,100 | D | May 13, 2013 | Feb 13, 2023 | Common Stock | 9,100 | 12,095 | D |
| Employee Stock Option (Rt to Buy)F1 | $35.275 | Feb 23, 2016 | M | 8,063 | D | Feb 12, 2015 | Feb 12, 2021 | Commom Stock | 8,063 | 4,032 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F2This is a weighted average of the price traded.