SEC Form 4 · accession 0001209191-15-058668
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Stapleton
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2015 | A | 1,250 | $49.99 | A | 20,676 | D | |
| Common StockF3,F2 | Jun 30, 2015 | F | 550 | $49.99 | D | 20,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Jul 1, 2015 | A | 5,000 | A | — | — | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Rt to Buy)F8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
- F2Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
- F3This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
- F4Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2015 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2015.
- F5Figure represents the aggregate number of unvested RSUs as of the reporting date.
- F6Exercise Price was reported when the Stock Options were initially granted. This holding represents an aggregate number of unexercised Stock Options held and may include a number of different Stock Option Grants.
- F7The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. This holding represents an aggregate number of unexercised Stock Options held and may include a number of different Stock Option Grants.
- F8Figure represents the number of unexercised Stock Options held as of the reporting date.