SEC Form 4 · accession 0001209191-15-048324
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Bennett
Officer — EVP
Period of report
Jun 1, 2015
Accepted (ET)
Jun 1, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2015 | M | 22,800 | $20.085 | A | 83,571 | D | |
| Common StockF2 | Jun 1, 2015 | S | 22,800 | $51.5873 | D | 60,771 | D | |
| Common StockF3 | Jun 1, 2015 | S | 35,000 | $51.2901 | D | 25,771 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy)F1 | $20.085 | Jun 1, 2015 | M | 22,800 | D | May 8, 2012 | Feb 8, 2022 | Common Stock | 22,800 | 68,990 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F2This is the weighted average of the price traded. The high was $51.97 and the low was $51.35. The reporting person undertakes to provide UEI, any security holder of UEI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3This is the weighted average of the price traded. The high was $51.45 and the low was $51.00. The reporting person undertakes to provide UEI, any security holder of UEI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.