SEC Form 4 · accession 0001209191-15-047695
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Kopaskie
Other
Period of report
May 28, 2015
Accepted (ET)
May 28, 2015 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 28, 2015 | M | 2,017 | $19.245 | A | 8,478 | D | |
| Common StockF2 | May 28, 2015 | S | 2,017 | $52.4142 | D | 6,461 | D | |
| Common StockF1 | May 28, 2015 | M | 1,619 | $35.275 | A | 8,080 | D | |
| Common Stock | May 28, 2015 | S | 1,619 | $52.40 | D | 6,461 | D | |
| Common Stock | May 28, 2015 | S | 2,000 | $52.60 | D | 4,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy)F1 | $19.245 | May 28, 2015 | M | 2,017 | D | May 13, 2015 | Feb 13, 2023 | Common Stock | 2,017 | 19,004 | D |
| Employee Stock Option (Rt to Buy)F1 | $35.275 | May 28, 2015 | M | 1,619 | D | May 12, 2015 | Feb 12, 2021 | Common Stock | 1,619 | 17,385 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F2This is the weighted average of the price traded. The high was $52.44 and the low was $52.40. The reporting person undertakes to provide UEI, any security holder of UEI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.