SEC Form 4/A · accession 0001209191-15-043133
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard A Firehammer Jr.
Officer — Senior Vice President
Period of report
May 12, 2015
Accepted (ET)
May 15, 2015 · 12:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 12, 2015 | A | 270 | $49.69 | A | 4,967 | D | |
| Common StockF3,F4 | May 13, 2015 | S | 2,000 | $50.1014 | D | 2,967 | D | |
| Common StockF5,F6 | May 13, 2015 | A | 496 | $49.79 | A | 3,463 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 4, 2013 and ratified by the Board of Directors on February 12-13, 2014.
- F2Price Determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 4, 2013 and ratified by the Board of Directors on February 12-13, 2014.
- F3Form 4A being filed to correct the date of transaction. The transaction occurred on 5/13/15 and was previously reported as occurring on 5/12/15.
- F4This is a weighted average of the price traded. The high was $50.131 and the low was $50.06.
- F5Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14, 2013.
- F6Price determined in accordance with the terms of the Restricted Stock Grant approved and recommended by the Compensation Committee of the Board of Directors on February 4, 2013 and approved by the Board of Directors on February 13-14, 2013.