SEC Form 4 · accession 0001209191-15-019389
UNIVERSAL ELECTRONICS INC · UEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Kopaskie
Officer — EVP
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2015 | M | 1,039 | $20.085 | A | 9,542 | D | |
| Common StockF2 | Feb 26, 2015 | S | 1,039 | $54.9094 | D | 8,503 | D | |
| Common StockF1 | Feb 26, 2015 | M | 4,033 | $19.245 | A | 12,536 | D | |
| Common StockF2 | Feb 26, 2015 | S | 4,033 | $54.9094 | D | 8,503 | D | |
| Common StockF1 | Feb 26, 2015 | M | 6,476 | $35.275 | A | 14,979 | D | |
| Common StockF2 | Feb 26, 2015 | S | 6,476 | $54.9094 | D | 8,503 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy)F1 | $20.085 | Feb 26, 2015 | M | 1,039 | D | Feb 8, 2015 | Feb 8, 2022 | Common Stock | 1,039 | 31,530 | D |
| Employee Stock Option (Rt to Buy)F1 | $19.245 | Feb 26, 2015 | M | 4,033 | D | Nov 13, 2014 | Feb 13, 2023 | Common Stock | 4,033 | 27,497 | D |
| Employee Stock Option (Rt to Buy)F1 | $35.275 | Feb 26, 2015 | M | 6,476 | D | Feb 12, 2015 | Feb 12, 2024 | Common Stock | 6,476 | 21,021 | D |
Explanation of responses
- F1Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F2This is the weighted average of the price traded. The high was $55.65 and the low was $54.39.