SEC Form 4 · accession 0001738353-18-000003
PURADYN FILTER TECHNOLOGIES INC · PFTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Sergio Vittoria
Officer — Chief Executive Officer · Director
Period of report
Nov 29, 2018
Accepted (ET)
Dec 3, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Nov 29, 2018 | P | 85,200 | $0.045 | A | 1,030,200 | D | |
| common stockF2 | Nov 30, 2018 | P | 122,862 | $0.04 | A | 1,153,062 | D | |
| common stockF3,F2 | Dec 3, 2018 | P | 70,500 | $0.048 | A | 1,223,562 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price range in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.04 to $0.05 per share inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2The number of shares owned by the Reporting Person after giving effect to the purchases reported herein includes 415,200 shares held for the benefit of his children.
- F3The price range in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.04 to $0.05 per share inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.