SEC Form 4 · accession 0001553350-18-000512
PURADYN FILTER TECHNOLOGIES INC · PFTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph V Vittoria
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Apr 30, 2018
Accepted (ET)
May 9, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019787
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF1 | $0.00 | Apr 30, 2018 | J | 466,667 | D | Apr 12, 2019 | Apr 12, 2023 | Common Stock | 466,667 | 0 | D |
| Options to purchase common stockF1 | $0.00 | Apr 30, 2018 | J | 466,667 | D | Apr 12, 2020 | Apr 12, 2023 | Common Stock | 466,667 | 0 | D |
| Options to purchase common stockF1 | $0.00 | Apr 30, 2018 | J | 466,666 | D | Apr 12, 2021 | Apr 12, 2023 | Common Stock | 466,666 | 0 | D |
Explanation of responses
- F1Effective April 30, 2018 the Reporting Person voluntarily cancelled, ab initio and without consideration, the grant on April 12, 2018 of options to purchase an aggregate of 1,400,000 shares of the common stock of Puradyn Filter Technologies Incorporated at an exercise price of $0.0208 per share as previously reported on the Form 4, Statement of Change of Beneficial Ownership of Securities, as filed b the Reporting Person with the Securities and Exchange Commission on April 16, 2018.