SEC Form 4 · accession 0001338006-18-000001
PURADYN FILTER TECHNOLOGIES INC · PFTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Caldwell
Director
Period of report
Apr 12, 2018
Accepted (ET)
Apr 16, 2018 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019787
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stock | $0.0189 | Apr 12, 2018 | A | 16,667 | A | Apr 12, 2019 | Apr 12, 2028 | Common Stock | 16,667 | 16,667 | D |
| Options to purchase common stock | $0.0189 | Apr 12, 2018 | A | 16,667 | A | Apr 12, 2020 | Apr 12, 2028 | Common Stock | 16,667 | 16,667 | D |
| Options to purchase common stock | $0.0189 | Apr 12, 2018 | A | 16,666 | A | Apr 12, 2021 | Apr 12, 2028 | Common Stock | 16,666 | 16,666 | D |