SEC Form 4 · accession 0001209191-18-045852
NAVIGANT CONSULTING INC · NCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monica M Weed
Officer — EVP and General Counsel
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2018 | M | 16,817 | $13.17 | A | 116,924 | D | |
| Common Stock | Aug 6, 2018 | F | 12,417 | $24.83 | D | 106,820 | D | |
| Common StockF2 | Aug 6, 2018 | S | 23,775 | $24.667 | D | 80,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $13.17 | Aug 6, 2018 | M | 16,817 | D | Mar 15, 2014 | Mar 15, 2019 | Common Stock | 16,817 | 0 | D |
Explanation of responses
- F1Includes 584 shares acquired by the reporting person through the Employee Stock Purchase Plan.
- F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.61 to $24.80 per share. The reporting person undertakes to provide to Navigant Consulting, Inc., any security holder of Navigant Consulting, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F3The stock option was granted on 3/15/2013 and vested annually over a three-year period beginning on the first anniversary of the grant date.