SEC Form 4 · accession 0001209191-18-025544
NAVIGANT CONSULTING INC · NCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephan A James
Director
Period of report
Apr 17, 2018
Accepted (ET)
Apr 19, 2018 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2018 | M | 5,909 | $12.29 | A | 89,969 | D | |
| Common stock | Apr 17, 2018 | F | 3,385 | $21.45 | D | 86,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $12.29 | Apr 17, 2018 | M | 5,909 | D | May 22, 2013 | May 22, 2018 | Common Stock | 5,909 | 0 | D |
Explanation of responses
- F1The stock options vested in one-third increments on each of the first three anniversaries of the grant date.