SEC Form 4 · accession 0001209191-17-016110
NAVIGANT CONSULTING INC · NCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Howard
Officer — Chairman & CEO · Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 16,727 | $9.25 | A | 81,072 | D | |
| Common StockF1 | Feb 27, 2017 | S | 9,881 | $23.7185 | D | 71,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.25 | Feb 27, 2017 | M | 16,727 | D | Mar 15, 2012 | Mar 15, 2017 | Common Stock | 16,727 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.52 to $23.565 per share. The reporting person undertakes to provide to Navigant Consulting, Inc., any security holder of Navigant Consulting, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F2The stock options vested annually in one-third increments on each of the first three anniversaries of the grant date (3/15/2011).