SEC Form 4 · accession 0001209191-16-105024
NAVIGANT CONSULTING INC · NCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Howard
Officer — Chairman & CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 11:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | M | 23,518 | $12.03 | A | 190,667 | D | |
| Common StockF2 | Mar 1, 2016 | F | 23,518 | $15.3503 | D | 167,149 | D | |
| Common Stock | Mar 2, 2016 | M | 4,123 | $12.03 | A | 171,272 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $12.03 | Mar 1, 2016 | M | 23,518 | D | — | Mar 15, 2016 | Common Stock | 23,518 | 4,123 | D |
| Stock Option (Right to Buy)F3 | $12.03 | Mar 2, 2016 | M | 4,123 | D | — | Mar 15, 2016 | Common Stock | 4,123 | 0 | D |
Explanation of responses
- F1Includes 1,675 shares acquired by the reporting person through the Employee Stock Purchase Plan.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.34 to $15.41 per share. The reporting person undertakes to provide to Navigant Consulting, Inc., any security holder of Navigant Consulting, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F3The stock options vested in three equal installments on each of the first three anniversaries of the grant date (3/15/2010).