SEC Form 4 · accession 0001209191-15-025735
NAVIGANT CONSULTING INC · NCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monica M Weed
Officer — EVP and General Counsel
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2015 | M | 4,231 | $11.83 | A | 51,710 | D | |
| Common StockF2 | Mar 10, 2015 | F | 3,971 | $13.0047 | D | 47,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $11.83 | Mar 10, 2015 | M | 4,231 | D | — | Mar 16, 2015 | Common Stock | 4,231 | 0 | D |
Explanation of responses
- F1Includes 950 shares acquired by the reporting person through the Employee Stock Purchase Plan.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.98 to $13.035. The reporting person undertakes to provide Navigant Consulting, Inc., any security holder of Navigant Consulting, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F3The stock options vested and became exercisable in 25% increments on each of the first four anniversaries of the grant date (3/16/2009).